Morgan Stanley hiring for Analyst | Associate | Capital Markets | up to 2 yrs | Asia Pacific careerforfreshers

Morgan Stanley hiring for Freshers | Associate | 0 – 2 yrs | USA

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

Private Banking Operations – Margin Associate – Wealth Management Operations

Job Description:
The Margin Associate monitors the daily activities of cash and margin accounts to ensure compliance with the regulations of the Federal Reserve Board (Regulation-T), FINRA, and Morgan Stanleys own internal credit policies. Analyzes accounts with credit and risk issues associated with risky trading strategies. Issues maintenance calls on accounts that fall below minimum margin requirements. File extensions with FINRA on open trades. Reviews and approves client requests for payments, transfer of assets within Morgan Stanley Wealth Management and transfer of assets to other financial organizations.




The Margin Associate responds to branch inquiries related to, but not limited to, cash available, buying power, option calculations, margin day trading, trade through violations and disbursement approvals. The Margin Associate reviews and maintains the accuracy of customer margin account records of securities purchased creating REG-T, House and FINRA calls. The Margin Associate interacts with the branch network regarding the remediation of margin accounts requiring action due to down market exposures creating House and FINRA calls and deficit equity. The Margin Associate ensures that all customer accounts with outstanding regulatory exceptions are brought into compliance regarding retention house requirements, FINRA 4210, and Regulation-T.
The Margin Associate conducts daily account surveillance activities and enforces sellouts and buy-ins with the Branch offices. Work on ad-hoc projects within the department. Prepare and present Margin presentations and reports to management as well as the Field.




Business Qualifications
Bachelors Degree required
Knowledge of Regulation T and FINRA rules.
Knowledge of Equities, Fixed Income Products, and Options.
High level of customer service.
Strong problem solving and analytical skills.
Ability to use appropriate analysis, judgment, and logic when solving problems & making decisions.
Excellent teamwork, communication and presentation skill.
Desire to work in a Team Oriented environment.
Experience in VISIO a plus.
Ability to listen and communicate effectively with others both verbally and written.
Ability to relate well with others and build relationships.
Ability to work under pressure in a time sensitive environment.




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