Posted by Overview
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
Morgan Stanley Jobs Careers Opportunities for Graduate / Post Graduate Entry Level Fresher, Morgan Stanley Careers for Graduate Fresher
Analyst/ Associate – ISG Trade Surveillance (Legal and Compliance)
Job Description:
Division
LCD comprises of Legal, Compliance, Global Financial Crimes and Regulatory Relations.
Surveillance
Insider Trading
Interaction with IT
Review and analyze trade surveillance reports/ alerts, and sign off alert completion related to employee and client trading activities;
Conduct investigations on irregularities and abnormal activities and document findings;
Participate in defining and documenting the operating processes for processing Monitoring reports;
Help the senior manager in making the team and processes more efficient;
Create Management Information Reports on a periodic basis;
Escalate unresolved issues or potential violations of the Morgan Stanley’s policies or external rules and regulations to his/her Manager, Coverage Compliance and Senior Management of Business Units.
Job Requirements
0 -6 years of relevant working experience in the financial services industry in Compliance or internal audit or with a securities exchange or securities regulator;
Preference will be given to candidates with relevant experience in Trade Surveillance
Industry qualifications i.e. Post Graduate / MBA in Finance
Knowledge of global markets / market regulations
Desirable 12 months experience in a similar profile/industry.
Understanding the implications of risk involved.
Excellent verbal and written English communication skills ability to effectively correspond with various groups and senior professionals over email and the telephone
Strong Analytical Skills and attention to detail
Experience interpreting laws or regulations
Knowledge of trade booking and settlements
Must be able to maintain a high level of organization under pressure